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Documenting Your EBP Audit: What You Need to Know

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8.0 Credits

Member Price $332.00

Non-Member Price $403.00

Overview

Document the work and thought process behind your employee benefit plan audit.

Highlights

  • Audit planning
  • Risk assessment and control testing
  • Documentation best practices for investments and notes receivable
  • Key audit areas in the financial statements, such as contributions, benefit payments, and plan expense
  • Participant data and participant accounts
  • Initial audits, plan mergers, and other issues

    Designed For

  • Auditors of employee benefit plans

    Objectives

    • Recognize areas in employee benefit plan audits that commonly lead to documentation deficiencies.
    • Recall the AICPA professional standards that address audit documentation.
    • Recall the practical aspects of unique EBP audit planning procedures.
    • Recognize effective documentation of all elements of risk assessment.
    • Recognize effective documentation of system narratives and walk-throughs.
    • Recall documentation concepts for investments and participant notes receivable.
    • Identify best practices for documenting audit procedures surrounding contributions and benefit payments.
    • Recall documentation for other audit areas not related to specific accounts.

    Notice

    “Adding to Calendar” does not register you for this event. Please either register online by clicking “Add to Cart” or contacting OSCPA at 503-641-7200 / 800-255-1470, ext. 3. Thank you!

  • Non-Member Price $403.00

    Member Price $332.00